Becoming publicly quoted and traded can be a significant step in the life of a company, and to get the most out of an USX quotation we recommend that prospective Issuers seek professional advice about such plans. Such advice could cover key aspects of the business, for example to ensure alignment between the company’s strategy, governance, capital structure, financial performance and management.
e-mail signed PDF documents to [email protected]
USX will promptly review your application material and any other relevant information, and get in touch with you. Any Issuer that is planning to raise capital and applying for quotation prior to such capital raise may be required to provide an application deposit. This deposit will be applied against the quotation fee if the Issuer is accepted for quotation and lists on USX. In the event that the application is declined or the Issuer withdraws its application prior to acceptance the deposit will be refunded. If the Issuer is accepted for quotation, but does not list on USX the non-refundable.
Once we have completed our due diligence and internal approval process we will provide you with an Issuer Listing Agreement to execute.
If you have any questions or want to discuss any aspect about joining the facility, please contact the USX Manager on [email protected] or free phone 0508 UNLISTED (0508 865478).
Please read this important information before proceeding.
WARNING: Unlisted is not a licensed financial product market.
The Unlisted Securities Exchange (USX) is a Financial Product Market operating under an exemption from subpart 7 of Part 5 of the Financial Markets Conduct Act 2013 (“the Act”) and certain conditions specified in the Exemption Notice. Investors trading in securities quoted on Unlisted trade at their own risk and do not have the protections provided by Part 5 of the Act, in relation to: insider trading, market manipulation, continuous disclosure, substantial holding disclosure, relevant interest disclosures, and the monitoring of market obligations by the FMA. USX provides a facility for trading previously allotted securities. USX has its own Market Rules and monitors compliance by Issuers with those Rules.
Before an investor may trade (via a broker) in securities quoted on USX, the investor’s broker will require the investor to sign the USX Information and Disclaimer form, which provides a fuller explanation about USX’s status and what this means for investors.
Click the tick box below to acknowledge you have read and understand this important information. You will then gain access to the Unlisted website.
I acknowledge that I have read and understood this notice and that Unlisted is not a licensed financial product market.
