USX annual fees for quotation are invoiced and payable quarterly.
| Issuer Market Capitalisation |
Standard Issuer Annual Fee (+GST) |
Standard Issuer Quarterly Fee (+GST) |
| $1b and over |
$51,500.00 |
$12,875.00 |
| $500 million to $999.99 million |
$40,560.00 |
$10,140.00 |
| $100 million to $499.99 million |
$31,700.00 |
$7,925.00 |
| $50 million to $99.99 million |
$25,200.00 |
$6,300.00 |
| $30 million to $49.99 million |
$21,300.00 |
$5,325.00 |
| $15 million to $29.99 million |
$16,170.00 |
$4,042.50 |
| $5 million to $14.99 million |
$13,600.00 |
$3,400.00 |
| $2 million to $4.99 million |
$9,830.00 |
$2,457.50 |
| Under $2 million |
$4,880.00 |
$1,220.00 |
|
|
|
| Issuer Market Capitalisation |
Temporary Quotation Quarterly Fee (+GST) |
| $1b and over |
$17,123.75 |
| $500 million to $999.99 million |
$13,486.20 |
| $100 million to $499.99 million |
$10,540.25 |
| $50 million to $99.99 million |
$8,379.00 |
| $30 million to $49.99 million |
$7,082.25 |
| $15 million to $29.99 million |
$5,376.53 |
| $5 million to $14.99 million |
$4,522.00 |
| $2 million to $4.99 million |
$3,268.48 |
| Under $2 million |
$1,622.60 |
| Issuer Market Capitalisation |
Private Market Annual Fee (+GST) |
Private Market Quarterly Fee (+GST) |
| $1b and over |
$54,125.00 |
$13,531.25 |
| $500 million to $999.99 million |
$43,185.00 |
$10,796.25 |
| $100 million to $499.99 million |
$34,325.00 |
$8,581.25 |
| $50 million to $99.99 million |
$27,825.00 |
$6,956.25 |
| $30 million to $49.99 million |
$23,925.00 |
$5,981.25 |
| $15 million to $29.99 million |
$18,795.00 |
$4,698.75 |
| $5 million to $14.99 million |
$16,225.00 |
$4,056.25 |
| $2 million to $4.99 million |
$12,455.00 |
$3,113.75 |
| Under $2 million |
$7,505.00 |
$1,876.25 |
Where an issuer has more than one security quoted on an ongoing basis, the security with the highest apparent market value will be regarded as its primary security for the purposes of setting annual fees.
USX charges a broker trade fee of $7.50 plus GST per side of each trade (buy and sell). Reported trades and trades crossed by the same broker are charged a trade fee of $7.50 plus GST. Brokers have the option of paying a fixed annual fee of $5,000 plus GST, payable quarterly in advance, to have trade fees waived. In the event of a stand in the market brokers can arrange for a separate security code to be established for a fee of $750.00 plus GST, and no trade fees would apply to transactions under that security code. Broker trade fees will be invoiced quarterly in arrears.
Any Issuer that is planning to raise capital and applying for quotation prior to such capital raise may be required to provide an application deposit. This deposit will be applied against the quotation fee if the Issuer is accepted for quotation and lists on USX. In the event that the application is declined or the Issuer withdraws its application prior to acceptance the deposit will be refunded. If the Issuer is accepted for quotation, but does not list on USX the deposit is non-refundable.
USX charges a broker trade fee of $7.50 plus GST per side of each trade (buy and sell). Reported trades and trades crossed by the same broker are charged a trade fee of $7.50 plus GST. Brokers have the option of paying a fixed annual fee of $5,000 plus GST, payable quarterly in advance, to have trade fees waived. In the event of a stand in the market brokers can arrange for a separate security code to be established for a fee of $750.00 plus GST, and no trade fees would apply to transactions under that security code. Broker trade fees will be invoiced quarterly in arrears.
Please read this important information before proceeding.
WARNING: Unlisted is not a licensed financial product market.
The Unlisted Securities Exchange (USX) is a Financial Product Market operating under an exemption from subpart 7 of Part 5 of the Financial Markets Conduct Act 2013 (“the Act”) and certain conditions specified in the Exemption Notice. Investors trading in securities quoted on Unlisted trade at their own risk and do not have the protections provided by Part 5 of the Act, in relation to: insider trading, market manipulation, continuous disclosure, substantial holding disclosure, relevant interest disclosures, and the monitoring of market obligations by the FMA. USX provides a facility for trading previously allotted securities. USX has its own Market Rules and monitors compliance by Issuers with those Rules.
Before an investor may trade (via a broker) in securities quoted on USX, the investor’s broker will require the investor to sign the USX Information and Disclaimer form, which provides a fuller explanation about USX’s status and what this means for investors.
Click the tick box below to acknowledge you have read and understand this important information. You will then gain access to the Unlisted website.
I acknowledge that I have read and understood this notice and that Unlisted is not a licensed financial product market.
